SOX 404

The Sarbanes-Oxley Act of 2002 represents a huge change to federal securities law. It was created as a result of the corporate financial scandals involving Enron, WorldCom and Global Crossing. Effective in 2006, all publicly-traded companies are required to implement and report internal accounting controls to the SEC for compliance.

The act requires that all public US companies and non-US companies with a US presence include an Internal Controls Report with their financial reporting. The report must show that a company’s financial data is accurate and adequate controls are in place to safeguard financial data. Year-end financial disclosure reports are also a requirement and a SOX auditor is required to review controls, policies, and procedures during a Section 404 audit.

Our Security and Compliance group is under the direction of an ISACA-Certified Information Systems Auditor who provides security and compliance assessments, and consultations for clients.

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